Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rosemary Jayne Marsh

  IRN RXM81500

  • SMF27 Partner (25 Sep 2020 to 3 Apr 2025)
• Ruth Rachman

  IRN RXR01492

  • [FCA CF] Significant management (since 3 Apr 2025)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (28 Jun 2011 to 8 Dec 2019)
• Sally Anne Ash

  IRN SAA01198

  • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
• Samantha Jane Crawshaw

  IRN SXC01114

  • [FCA CF] Client dealing (18 Jan 2024 to 18 Dec 2025)
  • [FCA CF] Functions requiring qualifications (18 Jan 2024 to 18 Dec 2025)
• Samuel Charles Patrick Meldrum

  IRN SCM01147

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Samuel George Hockey

  IRN SGH01118

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
• Samuel John Underhill

  IRN SXU00055

  • SMF27 Partner (24 Jul 2023 to 3 Apr 2025)
• Sarah Anne Brown

  IRN SAB01317

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (16 Jul 2009 to 8 Dec 2019)
• Sarah Joanne Lochlund

  IRN SJM01610

  • [FCA CF] Client dealing (since 9 Feb 2022)
  • SMF27 Partner (27 Jul 2023 to 3 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2021)
  • CF30 Customer (4 Aug 2016 to 2 Feb 2019)
• Sarah Louise Pearson

  IRN SLA01023

  • [FCA CF] Significant management (since 16 Jul 2024)

No changes recorded yet.