Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Charles Anderson

  IRN NXA13039

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 May 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2022)
  • CF30 Customer (29 Mar 2019 to 8 Dec 2019)
• Nicholas Cooper

  IRN NXC00390

  • SMF27 Partner (16 Jul 2024 to 3 Apr 2025)
• Nicholas Edward Muller

  IRN NEM01047

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
• Nicholas John Clynes

  IRN NJC01197

  • SMF27 Partner (25 Jul 2023 to 3 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • CF30 Customer (11 Jan 2018 to 8 Dec 2019)
• Nicholas John Howard Salter

  IRN NJS01125

  • SMF1 Chief Executive (9 Dec 2019 to 27 Aug 2020)
  • SMF27 Partner (9 Dec 2019 to 31 May 2022)
  • CF3 Chief Executive (18 Feb 2016 to 8 Dec 2019)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Nicholas Mark Paxton

  IRN NXP00433

  • [FCA CF] Client dealing (since 18 Jun 2025)
• Nicholas Tsuneo Griggs

  IRN NTG01012

  • [FCA CF] Significant management (since 3 Apr 2025)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF30 Customer (9 Jul 2009 to 27 Aug 2015)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Nicky Steven Adams

  IRN NSA01040

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2022)
  • CF30 Customer (25 Jul 2018 to 8 Dec 2019)
• Nigel Paul Hacking

  IRN NPH01042

  • CF30 Customer (1 Nov 2010 to 28 Jun 2013)
  • CF4 Partner (27 Mar 2009 to 31 May 2019)
• Nikhil Narendra Patel

  IRN NNP01003

  • [FCA CF] Client dealing (since 5 Apr 2024)

No changes recorded yet.