Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF27 Partner (25 Jul 2023 to 3 Apr 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
- CF30 Customer (11 Jan 2018 to 8 Dec 2019)
-
- CF30 Customer (26 Feb 2016 to 31 Dec 2017)
-
- CF30 Customer (1 Feb 2013 to 10 May 2013)
-
- CF30 Customer (1 Nov 2007 to 4 Mar 2008)
- CF22 Investment Adviser (Trainee) (30 Jan 2007 to 27 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.