Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barnett Waddingham LLP (no longer approved here)

    FRN 494494

    • SMF27 Partner (25 Jul 2023 to 3 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
    • CF30 Customer (11 Jan 2018 to 8 Dec 2019)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (26 Feb 2016 to 31 Dec 2017)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (1 Feb 2013 to 10 May 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
    • CF22 Investment Adviser (Trainee) (30 Jan 2007 to 27 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.