Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nisha Pritesh Morjaria

  IRN NKK01007

  • [FCA CF] Client dealing (since 22 Nov 2022)
• Nuala Patricia Hedges

  IRN NPH01047

  • SMF27 Partner (9 Dec 2019 to 1 Jun 2023)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Oliver Henry Warren

  IRN OHW01009

  • CF30 Customer (17 Jan 2012 to 31 Dec 2015)
• Oliver John Waterfall

  IRN OXW00081

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Feb 2024)
  • [FCA CF] Client dealing (since 29 Feb 2024)
• Oliver Lee McCulloch

  IRN OLM01009

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (4 Apr 2016 to 8 Dec 2019)
• Oliver William Peter Ward

  IRN OXW00109

  • [FCA CF] Client dealing (since 24 Sep 2025)
• Pallavi Aston

  IRN PXP01311

  • [FCA CF] Client dealing (since 20 Oct 2021)
  • SMF27 Partner (21 Jan 2022 to 3 Apr 2025)
• Paul Daniel Leandro

  IRN PXL01321

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • CF4 Partner (17 Jun 2014 to 8 Dec 2019)
  • CF30 Customer (27 Mar 2009 to 8 Dec 2019)
• Paul Jay

  IRN PXJ01097

  • [FCA CF] Client dealing (15 Jun 2023 to 8 Apr 2024)
• Paul Jonathan Houghton

  IRN PJH01429

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (22 Jun 2009 to 8 Dec 2019)

No changes recorded yet.