Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jade Annabelle Soutter-Davies

  IRN JAT01192

  • CF30 Customer (3 Aug 2016 to 17 Nov 2018)
• James Alexander Brown

  IRN JXB00432

  • [FCA CF] Functions requiring qualifications (21 May 2020 to 20 Feb 2025)
  • [FCA CF] Client dealing (21 May 2020 to 20 Feb 2025)
• James Alexander Kenneth Hadfield

  IRN JXH00478

  • [FCA CF] Client dealing (24 Jul 2024 to 12 Apr 2026)
• James David Tomlin

  IRN JDT01106

  • CF30 Customer (17 Jul 2014 to 4 Sep 2014)
• James Kenneth Edward Spencer

  IRN JKS01070

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF30 Customer (20 Apr 2009 to 6 Aug 2010)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• James Quentin Harrington

  IRN JXH00379

  • [FCA CF] Significant management (9 Dec 2019 to 31 May 2022)
• James Richard Burgess

  IRN JXB00436

  • [FCA CF] Client dealing (9 Dec 2019 to 28 May 2024)
• James Richard White

  IRN JXW00472

  • [FCA CF] Client dealing (since 26 Mar 2021)
• Jamie John Kelly

  IRN JJK01054

  • CF30 Customer (27 Mar 2009 to 28 Sep 2012)
• Jane Galvin

  IRN JXS01330

  • SMF27 Partner (9 Dec 2019 to 31 May 2021)
  • CF4 Partner (22 Jul 2010 to 8 Dec 2019)

No changes recorded yet.