James Alexander Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aon UK Limited

    FRN 310451

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2025)
  • Barnett Waddingham LLP (no longer approved here)

    FRN 494494

    • [FCA CF] Client dealing (21 May 2020 to 20 Feb 2025)
    • [FCA CF] Functions requiring qualifications (21 May 2020 to 20 Feb 2025)

Recent activity

Updates to this individual's record on the FCA register.

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