Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jane Katherine Ralph

  IRN JKR01006

  • [FCA CF] Significant management (since 3 Apr 2025)
  • SMF27 Partner (22 Jul 2022 to 3 Apr 2025)
• Janusz Naks

  IRN JXN00074

  • [FCA CF] Significant management (9 Dec 2019 to 26 Feb 2025)
• Jasdeep Singh Hunjan

  IRN JSH01166

  • [FCA CF] Client dealing (since 28 Jul 2022)
• Jemma Hannah Arfield

  IRN JHA01053

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • CF30 Customer (30 Jun 2016 to 16 Jun 2017)
• Jennifer Claire Flanagan

  IRN JCF01095

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 6 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2021)
  • CF30 Customer (30 May 2018 to 8 Dec 2019)
• Joao Pedro Costa Cardoso

  IRN JXC03389

  • [FCA CF] Client dealing (since 29 May 2025)
• John Allan Harrison

  IRN JAH01384

  • SMF27 Partner (9 Dec 2019 to 31 May 2020)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• John Dendy Lawton

  IRN JXL15712

  • [FCA CF] Client dealing (since 12 Apr 2023)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (30 Jul 2019 to 8 Dec 2019)
• John Edward O'Neill

  IRN JEO01043

  • CF4 Partner (27 Mar 2009 to 7 Apr 2014)
• John Patrick Flynn

  IRN JPF00001

  • CF11 Money Laundering Reporting (27 Mar 2009 to 1 Sep 2011)
  • CF10 Compliance Oversight (27 Mar 2009 to 1 Sep 2011)

No changes recorded yet.