Barnett Waddingham LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
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Complaints Contact
Barnett Waddingham LLP2 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4403331111222
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Glenn Thomas
IRN GXT00038
- SMF27 Partner (since 26 Sep 2025)
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Graeme Douglas Muir
IRN GDM00037
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (27 Mar 2009 to 8 Dec 2019)
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Halta Waterman
IRN HXH01458
- [FCA CF] Client dealing (21 Feb 2024 to 29 Aug 2025)
- [FCA CF] Functions requiring qualifications (21 Feb 2024 to 29 Aug 2025)
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Helen Louise Turner
IRN HLT01015
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (1 Jun 2017 to 8 Dec 2019)
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Hugo William Moon Gravell
IRN HXG00049
- [FCA CF] Client dealing (since 16 Sep 2020)
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Ian David Ward
IRN IDW01042
- SMF27 Partner (9 Dec 2019 to 31 May 2024)
- CF4 Partner (10 Jul 2013 to 8 Dec 2019)
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Ian Franklin Mills
IRN IFM01021
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (27 Aug 2020 to 3 Apr 2025)
- CF30 Customer (14 Feb 2019 to 8 Dec 2019)
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JOHN ANDREW HOSKIN
IRN JAH01407
- SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
- CF4 Partner (1 Jun 2017 to 8 Dec 2019)
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Jack Jamieson De Frates
IRN JXD01136
- [FCA CF] Client dealing (since 17 Feb 2026)
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Jacqueline Mary Derrick
IRN JMD01233
- [FCA CF] Significant management (since 3 Apr 2025)
- SMF27 Partner (17 Aug 2023 to 3 Apr 2025)
- [FCA CF] Significant management (9 Dec 2019 to 18 Aug 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.