Date authorised
1 April 2013
Companies House
OC307678
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Barnett Waddingham LLP
    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4403331111222
  • Complaints Contact

    Barnett Waddingham LLP
    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4403331111222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Glenn Thomas

    IRN GXT00038

    • SMF27 Partner (since 26 Sep 2025)
  • Graeme Douglas Muir

    IRN GDM00037

    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
  • Halta Waterman

    IRN HXH01458

    • [FCA CF] Client dealing (21 Feb 2024 to 29 Aug 2025)
    • [FCA CF] Functions requiring qualifications (21 Feb 2024 to 29 Aug 2025)
  • Helen Louise Turner

    IRN HLT01015

    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (1 Jun 2017 to 8 Dec 2019)
  • Hugo William Moon Gravell

    IRN HXG00049

    • [FCA CF] Client dealing (since 16 Sep 2020)
  • Ian David Ward

    IRN IDW01042

    • SMF27 Partner (9 Dec 2019 to 31 May 2024)
    • CF4 Partner (10 Jul 2013 to 8 Dec 2019)
  • Ian Franklin Mills

    IRN IFM01021

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (27 Aug 2020 to 3 Apr 2025)
    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
  • JOHN ANDREW HOSKIN

    IRN JAH01407

    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF4 Partner (1 Jun 2017 to 8 Dec 2019)
  • Jack Jamieson De Frates

    IRN JXD01136

    • [FCA CF] Client dealing (since 17 Feb 2026)
  • Jacqueline Mary Derrick

    IRN JMD01233

    • [FCA CF] Significant management (since 3 Apr 2025)
    • SMF27 Partner (17 Aug 2023 to 3 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Aug 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.