Halta Waterman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barnett Waddingham LLP (no longer approved here)

    FRN 494494

    • [FCA CF] Client dealing (21 Feb 2024 to 29 Aug 2025)
    • [FCA CF] Functions requiring qualifications (21 Feb 2024 to 29 Aug 2025)
  • AURORA FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 555523

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2023)
    • CF30 Customer (1 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.