Barfield Financial Advisors Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Nicola Diane Cookman
IRN NDC01056
- Employed By (12 May 2006 to 17 Jun 2009)
Paul Burrows
IRN PRB01150
- Employed By (15 May 2006 to 25 Sep 2012)
Polly Barrett
IRN PXB00200
- Employed By (18 Apr 2007 to 1 Nov 2011)
Richard Dale Murdin
IRN RDM00038
- Employed By (9 Mar 2007 to 31 Dec 2012)
Richard Peters
IRN RXP01859
- Employed By (6 Nov 2013 to 3 Jun 2016)
Sharon Tracy Bassett
IRN STB01062
- Employed By (2 Apr 2008 to 27 Aug 2010)
Stephen Mansfield
IRN SXM00198
- Employed By (15 May 2006 to 30 Jun 2009)
Vivien Tracy Hearn
IRN VTH01007
- Employed By (15 May 2006 to 17 Sep 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.