Richard Dale Murdin

• Equity And General Financial Services Limited

  FRN 474163

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 8 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
• Enter Financial Limited

  FRN 665623

  • (1)Employed By (since 23 Aug 2021)
• Essentia Financial Planning Limited (no longer approved here)

  FRN 957312

  • (1)Employed By (23 Aug 2021 to 9 Nov 2023)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (9 Mar 2007 to 31 Oct 2007)
• Barfield Financial Advisors Ltd (no longer approved here)

  FRN 451574

  • Employed By (9 Mar 2007 to 31 Dec 2012)
• Legal and General Assurance Society Limited (no longer approved here)

  FRN 117659

  • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
• Legal & General (Unit Trust Managers) Limited (no longer approved here)

  FRN 119273

  • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)

No changes recorded yet.