BARCLAYS INVESTMENT SOLUTIONS LIMITED

Date authorised
1 April 2013
Companies House
02752982
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
    Web
    https://www.barclays.com

  • Complaints Contact

    Barclays Bank UK PLC
    Dale House, Wavertree Technology Park
    Liverpool
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • William Howell Davies

    IRN WHD01011

    • (659)CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
    • (658)CF27 Investment Management (1 Dec 2001 to 17 Dec 2001)
  • William Joseph Rowe

    IRN WJR01060

    • (2175)CF30 Customer (26 Oct 2012 to 20 Feb 2013)
  • William Lionel Doe

    IRN WLD01004

    • (1271)CF27 Investment Management (1 Dec 2001 to 24 Aug 2004)
    • (1272)CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2004)
  • William Nelson Hay

    IRN WNH01007

    • (292)CF27 Investment Management (1 Dec 2001 to 17 Apr 2004)
    • (293)CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2004)
  • William Peter James Jensen

    IRN WPJ01004

    • (2196)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)
    • (2197)CF1 Director (1 Dec 2001 to 7 Mar 2002)
  • William Simpson

    IRN WHS01011

    • (1407)CF30 Customer (1 Nov 2007 to 31 Mar 2018)
    • (1408)CF27 Investment Management (9 May 2005 to 31 Oct 2007)
    • (1409)CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
  • Winston Chee Hay Yap

    IRN WCY01003

    • (1851)CF30 Customer (26 Aug 2014 to 24 Jul 2015)
  • Yogita Patel

    IRN YXR01011

    • (336)CF30 Customer (6 Feb 2017 to 31 Mar 2018)
  • Yvette Fazzini

    IRN YXF01009

    • (990)CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)
  • Ziad Abou Gergi

    IRN ZXA01137

    • (1902)[FCA CF] Functions requiring qualifications (13 Jul 2020 to 11 Nov 2021)
    • (1901)[FCA CF] Manager of certification employee (13 Jul 2020 to 11 Nov 2021)
    • (1900)[FCA CF] Client dealing (13 Jul 2020 to 11 Nov 2021)
    • (1899)CF30 Customer (4 Apr 2013 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (139)[FCA CF] Client dealing

  2. controlled function added: (138)[FCA CF] Client dealing

  3. controlled function added: (137)[FCA CF] Client dealing

  4. controlled function added: (136)[FCA CF] Client dealing

  5. controlled function added: (135)[FCA CF] Functions requiring qualifications

  6. controlled function added: (134)[FCA CF] Client dealing

  7. controlled function added: (133)14. Managing investments

  8. controlled function added: (132)[FCA CF] Functions requiring qualifications

  9. controlled function added: (131)[FCA CF] Client dealing

  10. controlled function added: (130)14. Managing investments

Show more