Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HARGREAVES LANSDOWN FUND MANAGERS LTD.
FRN 166016
- 14. Managing investments
- [FCA CF] Significant management (since 21 Nov 2022)
- [FCA CF] Manager of certification employee (since 21 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 6 Dec 2021)
- [FCA CF] Material risk taker (since 6 Dec 2021)
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- [FCA CF] Manager of certification employee (13 Jul 2020 to 11 Nov 2021)
- [FCA CF] Client dealing (13 Jul 2020 to 11 Nov 2021)
- [FCA CF] Functions requiring qualifications (13 Jul 2020 to 11 Nov 2021)
- CF30 Customer (4 Apr 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.