William Simpson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (1 Nov 2007 to 31 Mar 2018)
- CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)
- CF27 Investment Management (9 May 2005 to 31 Oct 2007)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF21 Investment Adviser (10 Jun 2004 to 3 Dec 2004)
- CF27 Investment Management (10 Jun 2004 to 3 Dec 2004)
Rothschild & Co Wealth Management UK Limited (no longer approved here)
FRN 218613
- CF27 Investment Management (27 Nov 2002 to 7 Oct 2003)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF1 Director (1 May 2002 to 31 Jan 2003)
- CF27 Investment Management (28 Feb 2002 to 27 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.