Barclays Asset Management Limited

Date authorised
1 April 2013
Companies House
06991560
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
    Web
    http://www.barclays.com

  • Complaints Contact

    Barclays Bank UK PLC
    Dale House
    Wavertree Technology Park
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Eggers

    IRN NJE01024

    • SMF3 Executive Director (29 Jun 2020 to 14 Mar 2024)
    • SMF1 Chief Executive (29 Jun 2020 to 14 Mar 2024)
  • Patrice Juliette McDonald

    IRN PJM01390

    • CF28 Systems and controls (12 Nov 2009 to 2 Mar 2010)
  • Paul Ford

    IRN PXF01311

    • CF1 Director (12 Nov 2009 to 22 Apr 2010)
  • Paul Leslie White Chapman

    IRN PLC01070

    • CF10a CASS Oversight function (21 Oct 2011 to 5 Aug 2016)
  • Paul Spencer Lloyd

    IRN PSL01033

    • CF11 Money Laundering Reporting (12 Nov 2009 to 9 Jun 2011)
  • Peter John Horrell

    IRN PJH01318

    • CF1 Director (2 Sep 2010 to 2 May 2013)
  • Philip Best

    IRN PWB01061

    • CF1 Director (9 Sep 2015 to 16 Jan 2018)
  • Richard Geer

    IRN RXG78440

    • [FCA CF] Significant management (24 Feb 2021 to 4 Oct 2022)
  • Richard John Ahern

    IRN RJA01147

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 May 2023)
  • Rick Vassell

    IRN RXV01227

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2020)
    • CF10 Compliance Oversight (20 Jun 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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