Barbican Independent Financial Advisors Limited

• Principal Place of Business

  Barbican Independent Financial Advisors Ltd

  50 St. Andrew Street

  Hertford

  Hertfordshire

  SG14 1JA

  UNITED KINGDOM

  Phone

  +4401992586000

  Web

  https://www.bifal.co.uk

• Complaints Contact

  Barbican Independent Financial Advisors Ltd

  50 St. Andrew Street

  Hertford

  Hertfordshire

  SG14 1JA

  UNITED KINGDOM

  Phone

  +4401992586000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher John Allan

  IRN CJA01147

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (27 Jun 2012 to 8 Dec 2019)
• David William Gray

  IRN DXG00555

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 16 Jul 2024)
• Frank Robert Levins

  IRN FRL00001

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF1 Director (8 Dec 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Dec 2011 to 1 Jun 2014)
  • CF30 Customer (27 May 2010 to 8 Dec 2019)
• John Alistair King

  IRN JAK00002

  • CF30 Customer (1 Sep 2013 to 5 Sep 2014)
• Jéan Micheal Marshall

  IRN JXM00913

  • [FCA CF] Functions requiring qualifications (11 Nov 2021 to 31 Mar 2023)
  • [FCA CF] Client dealing (11 Nov 2021 to 31 Mar 2023)
• Margaret Irene Gorsuch

  IRN MXG00002

  • CF1 Director (1 Dec 2001 to 14 Oct 2011)
• Melvyn Boustead

  IRN MXB00004

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 1 May 2013)
  • CF1 Director (1 Dec 2001 to 1 May 2013)
  • CF10 Compliance Oversight (1 Dec 2001 to 14 Oct 2011)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 May 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Paul Andrew Scott

  IRN PAS00001

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (1 Jun 2014 to 8 Dec 2019)
  • Responsible for Insurance Mediation (24 May 2013 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (22 Mar 2013 to 8 Dec 2019)
  • CF1 Director (22 Mar 2013 to 8 Dec 2019)
  • CF30 Customer (19 May 2010 to 8 Dec 2019)
• Robert William Levins

  IRN RWL01055

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • SMF3 Executive Director (since 5 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 May 2010 to 8 Dec 2019)

No changes recorded yet.