Frank Robert Levins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barbican Independent Financial Advisors Limited

    FRN 154950

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF1 Director (8 Dec 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Dec 2011 to 1 Jun 2014)
    • CF30 Customer (27 May 2010 to 8 Dec 2019)
  • Redwood Insurance Brokers Limited (no longer approved here)

    FRN 306450

    • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
    • CF24 Pension Transfer Specialist (7 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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