John Alistair King

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RPGCC WEALTH MANAGEMENT LTD

    FRN 948183

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2021)
    • [FCA CF] Client dealing (since 20 Oct 2021)
    • SMF3 Executive Director (since 1 Oct 2021)
    • Responsible for Insurance Distribution (since 1 Oct 2021)
    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
    • Responsibility for MCD Intermediation (since 1 Oct 2021)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Oct 2021)
    • CF1 Director (AR) (4 Apr 2016 to 19 Oct 2021)
    • CF30 Customer (4 Apr 2016 to 19 Oct 2021)
  • Barbican Independent Financial Advisors Limited (no longer approved here)

    FRN 154950

    • CF30 Customer (1 Sep 2013 to 5 Sep 2014)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (14 Oct 2010 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.