Date authorised
1 April 2013
Companies House
02182018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Kristian Pennington

    IRN JXP01089

    • SMF24 Chief Operations (since 20 May 2025)
  • Judith Mary Jackson

    IRN JXM01685

    • CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2011)
  • Justin Francis Quintus Fenwick

    IRN JFF01011

    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Mar 2013)
    • CF2 Non Executive Director (1 Dec 2001 to 7 Mar 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Mar 2013)
  • Leigh-Ann Maria Mulcahy

    IRN LMM01102

    • CF2 Non Executive Director (21 Feb 2011 to 6 Mar 2016)
  • Lisa Gibbard

    IRN LXG84100

    • SMF24 Chief Operations (15 Nov 2021 to 29 Aug 2023)
  • Liza Helen Gordon-Saker

    IRN LHG01006

    • CF2 Non Executive Director (1 Dec 2001 to 14 Nov 2002)
  • Martin Williams

    IRN MXW02323

    • SMF4 Chief Risk (10 Dec 2018 to 22 Nov 2023)
    • SIMF4 Chief Risk Function (25 Apr 2016 to 9 Dec 2018)
  • Michael Andrew Horne

    IRN MAH01436

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 20 Apr 2022)
    • CF2 Non Executive Director (18 Jul 2013 to 6 Mar 2016)
  • Michael Antony Bowes

    IRN MAB01220

    • CF2 Non Executive Director (1 Dec 2001 to 28 Mar 2011)
  • Michael Carroll

    IRN MXC07177

    • SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2018 to 31 Dec 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.