Michael Carroll

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THE UNITED KINGDOM MUTUAL STEAM SHIP ASSURANCE ASSOCIATION LIMITED (no longer approved here)
FRN 202560
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2018 to 31 Dec 2023)
INTERNATIONAL TRANSPORT INTERMEDIARIES CLUB LIMITED (no longer approved here)
FRN 202866
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Nov 2018 to 31 Dec 2023)
- CF11 Money Laundering Reporting (9 Nov 2018 to 9 Dec 2018)
United Kingdom Freight Demurrage and Defence Association Limited (no longer approved here)
FRN 202588
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2018 to 31 Dec 2023)
- CF11 Money Laundering Reporting (9 Nov 2018 to 9 Dec 2018)
Bar Mutual Indemnity Fund Limited (no longer approved here)
FRN 202718
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2018 to 31 Dec 2023)
PAMIA Limited (no longer approved here)
FRN 202729
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2018 to 31 Dec 2023)
- CF11 Money Laundering Reporting (9 Nov 2018 to 9 Dec 2018)
United Kingdom Mutual War Risks Association Ltd (no longer approved here)
FRN 202813
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2018 to 31 Dec 2023)
- CF11 Money Laundering Reporting (9 Nov 2018 to 9 Dec 2018)
TT Club Mutual Insurance Limited (no longer approved here)
FRN 202852
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Nov 2018 to 31 Dec 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.