Date authorised
1 April 2013
Companies House
02182018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Horowitz

    IRN MXH01425

    • CF2 Non Executive Director (1 Dec 2001 to 30 Jun 2004)
  • Michael John Brindle

    IRN MJB01661

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 14 Oct 2021)
    • CF2 Non Executive Director (20 Jan 2009 to 6 Mar 2016)
  • Miranda Kate Levey

    IRN MKL01029

    • CF1 Director (AR) (29 Jun 2012 to 1 Aug 2018)
  • Nathaniel David Rudolf

    IRN NXR35829

    • Director of firm who is not a certification employee or a SMF manager (11 Nov 2019 to 11 Oct 2024)
  • Nicholas Seddon

    IRN NXS23879

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2024)
    • SMF16 Compliance Oversight (since 22 Nov 2023)
    • SMF4 Chief Risk (since 22 Nov 2023)
  • Nigel Christopher de Silva

    IRN NCD01036

    • SMF20 Chief Actuary (10 Dec 2018 to 11 Dec 2025)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (17 Dec 2015 to 6 Mar 2016)
  • Nina Soraya Goolamali

    IRN NSG01039

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 6 Oct 2020)
    • CF2 Non Executive Director (17 Mar 2015 to 6 Mar 2016)
  • Peregrine Tatton Eyre Massey

    IRN PTM01021

    • CF1 Director (AR) (19 Jan 2005 to 1 Jun 2012)
  • Peter John Sibley MacDonald Eggers

    IRN PXM00631

    • Director of firm who is not a certification employee or a SMF manager (since 9 Oct 2023)
  • Philip Anthony Naughton

    IRN PAN01039

    • CF2 Non Executive Director (1 Dec 2001 to 14 Jun 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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