Date authorised
1 April 2013
Companies House
02182018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Andrew Simpson

    IRN DAS01335

    • CF1 Director (AR) (18 Oct 2012 to 15 Nov 2021)
  • David Railton

    IRN DXR01615

    • Director of firm who is not a certification employee or a SMF manager (12 Jan 2022 to 21 Mar 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 12 Jan 2022)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 12 Jan 2022)
    • SIMF10 Chair of the Risk Committee (11 Apr 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (11 Apr 2017 to 9 Dec 2018)
    • CF2 Non Executive Director (8 Apr 2010 to 6 Mar 2016)
  • David William Scorey

    IRN DXS36831

    • SMF9 Chair of the Governing Body (since 12 Dec 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • David William Smith

    IRN DWS01109

    • SMF16 Compliance Oversight (10 Dec 2018 to 22 Nov 2023)
    • CF10 Compliance Oversight (30 Aug 2018 to 9 Dec 2018)
  • David Wolfson

    IRN DXW01557

    • CF2 Non Executive Director (21 Jan 2005 to 6 Mar 2016)
  • Eleanor Louise Gibson

    IRN EXG00280

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2024 to 27 Feb 2026)
  • Fiona Mary Sinclair

    IRN FXS36833

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 21 Mar 2023)
  • Gavin Sean James Kealey

    IRN GSK01015

    • CF1 Director (1 Dec 2001 to 1 Dec 2001)
    • CF2 Non Executive Director (1 Dec 2001 to 14 Jun 2011)
  • Gregory Fleming

    IRN GXF01236

    • SMF24 Chief Operations (29 Jul 2019 to 31 Jul 2021)
  • Gregory Mark Denton-Cox

    IRN GMD01078

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 6 Oct 2020)
    • CF2 Non Executive Director (22 Feb 2011 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.