Date authorised
1 April 2013
Companies House
02182018
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072834646
  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402070992572

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For Eligible Counterparty, Professional, General liability, Legal expenses

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Harry Wolton

    IRN HXW01064

    • CF2 Non Executive Director (1 Dec 2001 to 30 Sep 2004)
  • Hugh Capel Wodehouse

    IRN HCW01019

    • CF1 Director (AR) (14 Jun 2005 to 31 Dec 2006)
  • Ian Richard Jarrett

    IRN IRJ01009

    • CF1 Director (AR) (14 Jan 2005 to 31 Dec 2010)
  • Jacqueline Claire Cirota

    IRN JXC03506

    • Director of firm who is not a certification employee or a SMF manager (since 15 Jan 2026)
  • Jasbir Singh Dhillon

    IRN JSD01119

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 11 Jun 2025)
    • CF2 Non Executive Director (7 Oct 2013 to 6 Mar 2016)
  • Joanna Angela Smith

    IRN JAS01516

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 22 Dec 2020)
    • CF2 Non Executive Director (22 Jan 2015 to 6 Mar 2016)
  • Joanne Katherine Box

    IRN JXB03988

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2024)
  • John Lee Hiskett

    IRN JXH09991

    • SMF24 Chief Operations (20 Dec 2023 to 21 May 2025)
  • John Stevenson Snowden

    IRN JXS00983

    • Director of firm who is not a certification employee or a SMF manager (24 May 2022 to 11 Jul 2024)
  • Jonathan Anthony Hough

    IRN JXH03349

    • Director of firm who is not a certification employee or a SMF manager (since 11 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.