Bank of Montreal

• Principal Place of Business

  Bank Of Montreal

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

  Web

  https://www.bmocm.com

• Complaints Contact

  Bank Of Montreal

  100 Liverpool Street

  London

  City Of London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442072361010

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Silverton

  IRN CXS01228

  • CF26 Customer Trading (1 Dec 2001 to 24 Oct 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)
• Conor Patrick Daly

  IRN CPD01053

  • CF30 Customer (1 Nov 2007 to 24 Jun 2008)
  • CF22 Investment Adviser (Trainee) (25 Jul 2007 to 31 Oct 2007)
• Coralie Benneleck

  IRN CXB01750

  • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
  • CF22 Investment Adviser (Trainee) (8 Mar 2007 to 31 Oct 2007)
• Craig Collins

  IRN CRC01061

  • CF29 Significant management (25 Nov 2013 to 6 Mar 2016)
  • CF30 Customer (15 Feb 2011 to 6 Mar 2016)
• Cyprien Paul Hamelin Marie Dupont-Madinier

  IRN CPD01068

  • [FCA CF] Significant management (since 2 Mar 2025)
  • [PRA CF] Managing a material risk taker (since 2 Mar 2025)
  • [FCA CF] Client dealing (since 6 Feb 2017)
  • [FCA CF] Material risk taker (since 6 Feb 2017)
• DANIEL Stevens

  IRN DJS01440

  • [PRA CF] Managing a material risk taker (1 Jun 2024 to 2 Feb 2025)
  • [FCA CF] Client dealing (7 Mar 2017 to 2 Feb 2025)
  • [FCA CF] Significant management (7 Mar 2017 to 2 Feb 2025)
  • [FCA CF] Material risk taker (7 Mar 2017 to 2 Feb 2025)
  • CF30 Customer (1 May 2013 to 6 Mar 2016)
• DENNIS CHIU-HSIN LU

  IRN DXL42221

  • [FCA CF] Client dealing (16 Dec 2019 to 19 Mar 2020)
• DOUGLAS IAN BLYTHE

  IRN DXB42216

  • [FCA CF] Material risk taker (since 7 Mar 2017)
• DRAGO STEFAN PAPICH

  IRN DXP00307

  • [FCA CF] Client dealing (since 1 Jun 2022)
  • [FCA CF] Material risk taker (since 1 Jun 2022)
• Damian Harland

  IRN DXH01323

  • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2006)
  • CF26 Customer Trading (1 Dec 2001 to 8 Sep 2006)

No changes recorded yet.