DANIEL Stevens

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [PRA CF] Managing a material risk taker (1 Jun 2024 to 2 Feb 2025)
    • [FCA CF] Significant management (7 Mar 2017 to 2 Feb 2025)
    • [FCA CF] Material risk taker (7 Mar 2017 to 2 Feb 2025)
    • [FCA CF] Client dealing (7 Mar 2017 to 2 Feb 2025)
    • CF30 Customer (1 May 2013 to 6 Mar 2016)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Material risk taker (1 Jun 2020 to 31 Oct 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (11 May 2010 to 8 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.