Bank of London and The Middle East plc

• Principal Place of Business

  State Street Global Advisors

  20 Churchill Place

  London

  Tower Hamlets

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442076180000

  Web

  https://www.blme.com

• Complaints Contact

  20 Churchill Place

  London

  Tower Hamlets

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442037616690

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Islamic Mortgage Admin

  For Customer, Home purchase plans

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Islamic Mortgage Advice

  For Customer, Home purchase plans

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Islamic Mortgage Arranging

  For Customer, Home purchase plans

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Islamic Mortgage Provider

  For Customer, Home purchase plans

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Runs Investment Funds

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Islamic Mortgage Setup

  For Customer, Home purchase plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Marc Abraham Norden

  IRN MAN01028

  • [FCA CF] Material risk taker (3 Apr 2023 to 30 May 2025)
  • [PRA CF] Significant risk taker or Material risk taker (3 Apr 2023 to 30 May 2025)
  • CF30 Customer (2 Aug 2010 to 6 Mar 2016)
• Marc Baxter

  IRN MXB04249

  • [PRA CF] Key function holder (since 9 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 9 Sep 2025)
  • [FCA CF] Material risk taker (since 9 Sep 2025)
• Mark Joseph Lynch

  IRN MJL01143

  • [FCA CF] Manager of certification employee (1 Mar 2017 to 6 Nov 2025)
  • [FCA CF] Material risk taker (1 Mar 2017 to 6 Nov 2025)
  • [FCA CF] Significant management (1 Mar 2017 to 6 Nov 2025)
  • [PRA CF] Managing a material risk taker (1 Mar 2017 to 6 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2017 to 6 Nov 2025)
  • SMF18 Other Overall Responsibility (7 Mar 2016 to 10 Jun 2016)
  • CF29 Significant management (14 Dec 2015 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (9 Aug 2007 to 31 Oct 2007)
• Martin Christopher Watson

  IRN MCW01140

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jul 2018 to 29 Oct 2021)
• Masood Akbar

  IRN MXA01779

  • CF2 Non Executive Director (22 Oct 2007 to 3 Jun 2011)
• Massoud Janekeh

  IRN MXJ01322

  • CF30 Customer (1 Nov 2007 to 15 Jan 2014)
  • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
• Matthew Goddard

  IRN MXG44810

  • [PRA CF] Significant risk taker or Material risk taker (since 22 Jun 2017)
  • [FCA CF] Material risk taker (since 22 Jun 2017)
• Michael Gabbitas

  IRN MPG01050

  • SMF18 Other Overall Responsibility (17 May 2023 to 30 Nov 2023)
  • [PRA CF] Significant risk taker or Material risk taker (28 Jun 2021 to 30 Apr 2024)
  • [FCA CF] Material risk taker (28 Jun 2021 to 30 Apr 2024)
• Michael Howard Williams

  IRN MHW01052

  • SMF12 Chair of the Remuneration Committee (25 Oct 2018 to 8 Jan 2019)
  • SMF14 Senior Independent Director (27 Feb 2017 to 28 Apr 2021)
  • CF3 Chief Executive (7 Sep 2015 to 6 Mar 2016)
  • CF2 Non Executive Director (1 Mar 2012 to 7 Sep 2015)
• Michael Patrick Bailey

  IRN MPB01098

  • CF28 Systems and controls (11 Oct 2011 to 30 Jul 2014)

No changes recorded yet.