Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of London and The Middle East plc (no longer approved here)

    FRN 464292

    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2017 to 6 Nov 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2017 to 6 Nov 2025)
    • [FCA CF] Material risk taker (1 Mar 2017 to 6 Nov 2025)
    • [FCA CF] Significant management (1 Mar 2017 to 6 Nov 2025)
    • [PRA CF] Managing a material risk taker (1 Mar 2017 to 6 Nov 2025)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 10 Jun 2016)
    • CF29 Significant management (14 Dec 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (9 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.