Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (1 Mar 2017 to 6 Nov 2025)
- [FCA CF] Manager of certification employee (1 Mar 2017 to 6 Nov 2025)
- [FCA CF] Material risk taker (1 Mar 2017 to 6 Nov 2025)
- [FCA CF] Significant management (1 Mar 2017 to 6 Nov 2025)
- [PRA CF] Managing a material risk taker (1 Mar 2017 to 6 Nov 2025)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 10 Jun 2016)
- CF29 Significant management (14 Dec 2015 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (9 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.