Bank of Communications Co Limited

• Principal Place of Business

  Bank Of Communications

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442076147622

• Complaints Contact

  Bank Of Communications

  1 Bartholomew Lane

  London

  City Of London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +442076147622

• Bank Deposits

  For Eligible Counterparty, Professional

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  • · Accepting deposits is limited to wholesale business only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manuel Boger

  IRN MXB02320

  • SMF4 Chief Risk (20 Jun 2016 to 4 Apr 2017)
• Qiang Liu

  IRN QXL01003

  • SMF2 Chief Finance (20 Jun 2016 to 9 Apr 2019)
  • SMF19 Head of Overseas Branch/Head of Overseas (20 Jun 2016 to 9 Apr 2019)
• Qiao Han

  IRN QXH01028

  • SMF3 Executive Director (28 Oct 2016 to 20 May 2024)
• Richard Barry

  IRN RXB01763

  • SMF4 Chief Risk (since 29 Aug 2017)
  • SMF16 Compliance Oversight (since 20 Jun 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2016)
  • SMF3 Executive Director (since 20 Jun 2016)
• Robert Edward Want

  IRN REW01085

  • SMF5 Head of Internal Audit (20 Jun 2016 to 8 Jan 2026)
• Sandeep Kumar Sidhar

  IRN SKS01101

  • SMF5 Head of Internal Audit (since 12 Feb 2026)
• Shutong Wang

  IRN SXW79365

  • [FCA CF] Material risk taker (25 Jan 2022 to 3 Jan 2023)
  • [FCA CF] Proprietary trader (3 Apr 2017 to 3 Jan 2023)
  • [FCA CF] Manager of certification employee (3 Apr 2017 to 3 Jan 2023)
• Stephen Patrick McManus

  IRN SPM01202

  • [FCA CF] Material risk taker (since 25 Jan 2022)
  • [FCA CF] Manager of certification employee (since 3 Feb 2020)
  • [FCA CF] Proprietary trader (since 3 Dec 2018)
• Wenjie Pu

  IRN WXP00064

  • [FCA CF] Proprietary trader (18 Jan 2023 to 24 Apr 2025)
• Xiaochuan Lu

  IRN XXL00006

  • [FCA CF] Proprietary trader (since 20 Jul 2022)

No changes recorded yet.