Date authorised
20 June 2016
Companies House
BR018625
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bank Of Communications
    1 Bartholomew Lane
    London
    City Of London
    EC2N 2AX
    UNITED KINGDOM
    Phone
    +442076147622
  • Complaints Contact

    Bank Of Communications
    1 Bartholomew Lane
    London
    City Of London
    EC2N 2AX
    UNITED KINGDOM
    Phone
    +442076147622

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · Accepting deposits is limited to wholesale business only
  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Yan Zhou

    IRN YXZ00069

    • [FCA CF] Manager of certification employee (since 18 Jul 2024)
    • [FCA CF] Material risk taker (since 18 Jul 2024)
    • [FCA CF] Proprietary trader (since 18 Jul 2024)
  • Yao Liang

    IRN YXL00009

    • [FCA CF] Proprietary trader (since 16 Oct 2025)
  • Yuanchao Jiang

    IRN YXJ00008

    • [FCA CF] Proprietary trader (21 Dec 2021 to 8 Aug 2025)
  • Yuanlin Zhu

    IRN YXZ00101

    • [FCA CF] Proprietary trader (since 27 Apr 2026)
    • [FCA CF] Manager of certification employee (since 27 Apr 2026)
    • [FCA CF] Material risk taker (since 27 Apr 2026)
  • Yuemin Han

    IRN YXH01120

    • SMF3 Executive Director (20 Jun 2016 to 13 Jan 2017)
  • Yunxuan Xie

    IRN YXX79368

    • [FCA CF] Proprietary trader (10 Sep 2019 to 2 Feb 2022)
  • Zheng Sun

    IRN ZXS79367

    • [FCA CF] Proprietary trader (3 Apr 2017 to 19 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.