Bank of Baroda

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Ram Singh Setia
IRN RSS01131
- CF1 Director (24 Dec 2014 to 1 May 2015)
Ravel Singh Ahuja
IRN RSA01042
- CF11 Money Laundering Reporting (1 Dec 2001 to 6 May 2008)
Ravi Boddu
IRN RXB00616
- [PRA CF] Key function holder (31 Mar 2022 to 31 Mar 2024)
Ravikant Sharma
IRN RXS00616
- [PRA CF] Key function holder (1 Jun 2022 to 30 May 2025)
Ritu Suman
IRN RXS00658
- [FCA CF] Material risk taker (31 Mar 2022 to 30 Jun 2023)
Roderick George Morris
IRN RGM01136
- SMF16 Compliance Oversight (since 6 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Nov 2024)
SANJAYA AGARWAL
IRN SXA03310
- SMF19 Head of Overseas Branch/Head of Overseas (21 Jun 2017 to 21 Jun 2019)
Sanjay Kumar Grover
IRN SXG12431
- SMF19 Head of Overseas Branch/Head of Overseas (19 Jun 2019 to 11 Feb 2022)
Sareena Anchu Kandathil
IRN SXK35377
- [FCA CF] Material risk taker (19 Sep 2016 to 16 Apr 2021)
Satyanarayan Roy
IRN SXR00517
- [FCA CF] Material risk taker (31 Mar 2022 to 30 Jun 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.