Bank of Baroda

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Sikander Marwaha
IRN SXM27128
- [PRA CF] Key function holder (since 8 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jun 2020 to 6 Nov 2024)
Singanallur Venkatachalam Rajaganapathy
IRN SVR01011
- SMF16 Compliance Oversight (7 Mar 2016 to 19 Feb 2018)
- SMF4 Chief Risk (7 Mar 2016 to 19 Feb 2018)
- CF28 Systems and controls (18 Dec 2015 to 6 Mar 2016)
- CF10 Compliance Oversight (15 Jan 2014 to 6 Mar 2016)
Subhash Mundra
IRN SXM02256
- CF8 Apportionment and Oversight (24 Dec 2007 to 31 Mar 2009)
- CF3 Chief Executive (24 Dec 2007 to 17 Aug 2012)
Sudhir Kumar
IRN SXK35378
- [PRA CF] Significant risk taker or Material risk taker (9 Aug 2017 to 14 Jun 2022)
Sumitkumar Subhashchandra Mishra
IRN SXM01345
- SMF22 Other Local Responsibility (21 Jul 2023 to 2 May 2025)
Sunil Kumar Srivastava
IRN SXS87987
- SMF7 Group Entity Senior Manager (20 Jan 2021 to 31 Jul 2021)
Swapan Halder
IRN SXH00743
- [FCA CF] Material risk taker (31 Mar 2022 to 30 Jun 2025)
Uma Yadav
IRN UXY00002
- [PRA CF] Key function holder (31 Mar 2022 to 31 Mar 2025)
VATAN KUMAR SAMANIA
IRN VXS11836
- SMF5 Head of Internal Audit (20 May 2019 to 19 Jan 2024)
Venugopal Menon
IRN VXM15072
- SMF7 Group Entity Senior Manager (27 Aug 2019 to 1 Jun 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.