Bank of Baroda

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Mortgage Lending

For Customer, Regulated mortgage contract
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Vijai Kumar Vig
IRN VKV01000
- CF8 Apportionment and Oversight (26 Jul 2002 to 1 Nov 2004)
- CF17 Significant Mgt (Other Business Operations) (26 Jul 2002 to 1 Nov 2004)
- CF10 Compliance Oversight (26 Jul 2002 to 26 Jul 2002)
Vinay Sharma
IRN VXS01541
- SMF4 Chief Risk (14 Sep 2021 to 30 Sep 2024)
Vivek Hari Thatte
IRN VHT01007
- CF1 Director (17 Aug 2012 to 1 Sep 2014)
Vivek Kumar Chaudhary
IRN VXC00057
- SMF22 Other Local Responsibility (26 Aug 2021 to 7 Feb 2023)
Zahed Hussain Kazi
IRN ZHK01000
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 10 Jan 2020)
- CF11 Money Laundering Reporting (7 May 2008 to 6 Mar 2016)
Zeeshan Furrukh
IRN ZXF00014
- [FCA CF] Material risk taker (since 4 Jul 2022)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.