Bank Of Baroda (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Rajesh Kumar
IRN RXK35369
- [PRA CF] Significant risk taker or Material risk taker (17 Dec 2018 to 3 Sep 2021)
Rajesh Kumar Kalapurayil Chellappan
IRN RXK35355
- [FCA CF] Material risk taker (17 Dec 2018 to 30 Jul 2021)
Rajnikant Devshi Varsani
IRN RXV00097
- SMF4 Chief Risk (since 12 Dec 2024)
- [PRA CF] Key function holder (since 1 Jun 2023)
Ravikant Sharma
IRN RXS00616
- [PRA CF] Key function holder (14 Feb 2022 to 30 May 2025)
Roderick George Morris
IRN RGM01136
- SMF16 Compliance Oversight (since 6 Nov 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2022)
Rohit Kumar
IRN RXK35368
- [PRA CF] Significant risk taker or Material risk taker (23 Aug 2019 to 14 Jul 2023)
SANJAYA AGARWAL
IRN SXA03310
- SMF1 Chief Executive (15 Dec 2017 to 21 Jun 2019)
Sachin Pravinbhai Morekar
IRN SXM35348
- [FCA CF] Material risk taker (17 Dec 2018 to 19 Mar 2021)
Sahil Sharma
IRN SXS00839
- [PRA CF] Key function holder (16 Nov 2021 to 25 Aug 2023)
Sai Ganesh Ujjina
IRN SGU01002
- SMF2 Chief Finance (15 Dec 2017 to 28 Jun 2018)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.