Bank Of Baroda (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Samrendra Kumar
IRN SXK00428
- [FCA CF] Material risk taker (3 Oct 2023 to 31 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (3 Oct 2023 to 31 Mar 2025)
Sandeep Kumar Jain
IRN SKJ01031
- [PRA CF] Key function holder (5 May 2022 to 31 Jul 2022)
Sanjay Kumar Grover
IRN SXG12431
- SMF1 Chief Executive (19 Jun 2019 to 11 Feb 2022)
Sanjiv Chadha
IRN SXC02510
- SMF9 Chair of the Governing Body (28 Oct 2020 to 30 Jun 2023)
Sanjiv Shah
IRN SXS35362
- [FCA CF] Material risk taker (17 Dec 2018 to 14 Dec 2021)
Sonal Bharade
IRN SXB35373
- [FCA CF] Material risk taker (1 Mar 2019 to 16 Sep 2022)
Soumilya Datta
IRN SXD01198
- SMF11 Chair of the Audit Committee (since 31 May 2023)
Theyagarajan Natarajan
IRN TXN01192
- [PRA CF] Key function holder (1 May 2020 to 3 Apr 2024)
Uma Yadav
IRN UXY00002
- [PRA CF] Key function holder (1 Jan 2025 to 31 Mar 2025)
Upasana Magar
IRN UXM00324
- [FCA CF] Material risk taker (11 Apr 2022 to 30 Apr 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.