Bank Of Baroda (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For Eligible Counterparty, Professional, Retail (Investment), Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

VATAN KUMAR SAMANIA
IRN VXS11836
- SMF5 Head of Internal Audit (20 May 2019 to 19 Feb 2021)
Valay Nagdeve
IRN VXN35349
- [FCA CF] Material risk taker (17 Dec 2018 to 8 Oct 2021)
Vinay Sharma
IRN VXS01541
- SMF4 Chief Risk (14 Sep 2021 to 30 Sep 2024)
Vineet Pathak
IRN VXP00113
- [FCA CF] Material risk taker (17 May 2022 to 30 Jun 2024)
Zahed Hussain Kazi
IRN ZHK01000
- SMF17 Money Laundering Reporting Officer (MLRO) (15 Dec 2017 to 15 Apr 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.