Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alice Morgan-Arbuah

    IRN AXM02084

    • [FCA CF] Client dealing (9 Jun 2023 to 16 Nov 2025)
    • [FCA CF] Proprietary trader (9 Jun 2023 to 16 Nov 2025)
  • Alina Eisler

    IRN AXE01624

    • [FCA CF] Client dealing (since 9 Mar 2021)
  • Alison Booth

    IRN AXP01409

    • [FCA CF] Manager of certification employee (since 24 Dec 2024)
    • [FCA CF] Client dealing (since 1 Jul 2022)
  • Alison Wainscot

    IRN AXW79997

    • [FCA CF] Client dealing (18 Dec 2019 to 28 Sep 2024)
  • Allister Lloyd Simpson

    IRN ALS01034

    • [FCA CF] Client dealing (13 Mar 2019 to 6 Sep 2019)
  • Alvaro Ballesteros

    IRN AXB01805

    • [FCA CF] Manager of certification employee (27 Feb 2018 to 20 Feb 2020)
    • [FCA CF] Client dealing (27 Feb 2018 to 20 Feb 2020)
    • CF30 Customer (17 May 2010 to 6 Mar 2016)
  • Alvaro Baños Izquierdo

    IRN AXB04892

    • [FCA CF] Client dealing (since 9 Apr 2026)
  • Ambreen Gill

    IRN AXG00866

    • [FCA CF] Client dealing (since 23 Jan 2024)
  • Amit Popat

    IRN AXP01205

    • CF21 Investment Adviser (19 Jul 2005 to 1 Dec 2006)
  • Amy Elizabeth Lewis

    IRN AXL00007

    • [FCA CF] Client dealing (21 Aug 2020 to 24 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.