Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Client dealing (13 Mar 2019 to 6 Sep 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 19 Aug 2017)
    • CF30 Customer (13 Feb 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 19 Aug 2017)
    • CF30 Customer (13 Feb 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 18 Sep 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.