Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Dec 2024)
    • [FCA CF] Client dealing (since 1 Jul 2022)
    • [FCA CF] Manager of certification employee (since 24 Dec 2024)
    • [FCA CF] Client dealing (since 1 Jul 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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