Date authorised
1 April 2013
Companies House
FC004459
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandre Delapotterie

    IRN AAD01043

    • [FCA CF] Manager of certification employee (23 Jul 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (4 Feb 2019 to 31 Dec 2020)
  • Alexia Marr

    IRN AXM05208

    • [FCA CF] Client dealing (since 22 Oct 2025)
  • Alexis Formosa

    IRN AXF69104

    • [FCA CF] Client dealing (since 6 Oct 2025)
  • Alexis Jarriot

    IRN AXJ79952

    • [FCA CF] Client dealing (6 Dec 2024 to 5 Dec 2025)
    • [FCA CF] Manager of certification employee (25 Jan 2022 to 1 May 2023)
  • Alexis Rivet

    IRN AXR00800

    • [FCA CF] Client dealing (since 30 Aug 2023)
  • Alfonso Barnes-Barcia

    IRN AXB00026

    • [FCA CF] Client dealing (17 Sep 2020 to 13 Nov 2023)
  • Alfonso De Gregorio Pequerul

    IRN AXD01009

    • [FCA CF] Client dealing (16 Dec 2024 to 16 Nov 2025)
  • Alfonso Molinare Navarette

    IRN AXM02809

    • CF30 Customer (29 Dec 2009 to 6 Mar 2016)
  • Alfred Chou

    IRN AYC01005

    • [FCA CF] Client dealing (since 22 Sep 2025)
    • [FCA CF] Manager of certification employee (10 Oct 2022 to 22 Jul 2024)
    • [FCA CF] Client dealing (10 Oct 2022 to 22 Jul 2024)
  • Alice Keddie

    IRN AXK79954

    • [FCA CF] Client dealing (24 May 2019 to 16 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

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