Alfred Chou

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Client dealing (since 22 Sep 2025)
    • [FCA CF] Client dealing (10 Oct 2022 to 22 Jul 2024)
    • [FCA CF] Manager of certification employee (10 Oct 2022 to 22 Jul 2024)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • [FCA CF] Material risk taker (7 Mar 2016 to 6 Mar 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 May 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 3 May 2019)
    • CF30 Customer (14 Oct 2011 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 28 Jul 2011)
    • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 20 Jul 2011)
    • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (21 May 2003 to 21 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.