Baillie Gifford Overseas Limited

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Steven Ewan Gowrie

  IRN SEG01067

  • [FCA CF] Manager of certification employee (since 9 Nov 2023)
  • [FCA CF] Client dealing (since 18 Jun 2020)
  • CF30 Customer (8 Oct 2015 to 8 Dec 2019)
• Steven Lee Bedwell

  IRN SLB01132

  • [FCA CF] Client dealing (9 Mar 2020 to 30 Jan 2026)
  • CF30 Customer (1 Nov 2007 to 1 May 2011)
  • CF26 Customer Trading (5 Oct 2007 to 31 Oct 2007)
• Steven McIntosh Hay

  IRN SMH01081

  • [FCA CF] Significant management (since 19 Sep 2024)
  • [FCA CF] Material risk taker (since 19 Sep 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (26 Jul 2004 to 31 Oct 2007)
• Steven Thomas Alexander Milne

  IRN SXM00268

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
• Stewart John Heggie

  IRN SJH01440

  • [FCA CF] Client dealing (13 Dec 2019 to 31 Mar 2025)
• Stewart Robert Hogg

  IRN SRH01168

  • [FCA CF] Manager of certification employee (13 Oct 2020 to 11 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (16 Sep 2013 to 8 Dec 2019)
• Stewart William Clark

  IRN SWC01024

  • CF13 Finance (1 Dec 2001 to 1 May 2004)
• Stuart Dunbar

  IRN SXD01400

  • [FCA CF] Manager of certification employee (since 1 Apr 2021)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF7 Group Entity Senior Manager (26 Feb 2020 to 31 Mar 2021)
  • CF29 Significant management (1 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
• Stuart Grant Kelly

  IRN SGK01010

  • [FCA CF] Manager of certification employee (15 Dec 2021 to 31 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (15 Aug 2014 to 8 Dec 2019)
• Stuart Grieve

  IRN SXG00849

  • [FCA CF] Client dealing (since 4 Nov 2024)

• Baillie Gifford Investment Management (Europe) Limited

  FRN 830612 · Appointed 11 Jan 2019

• Baillie Gifford Funds Services LLC

  FRN 658926 · Appointed 9 Dec 2014

• Baillie Gifford Asia (Hong Kong) Limited (no longer appointed)

  FRN 728348 · Appointed 8 Dec 2015 · Until 31 Jul 2025

No changes recorded yet.