Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Manager of certification employee (15 Dec 2021 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (15 Aug 2014 to 8 Dec 2019)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Manager of certification employee (15 Dec 2021 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (15 Aug 2014 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (19 Nov 2004 to 7 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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