Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Apr 2026)
    • Appointed representative dealing with clients for which they require qualification (since 8 Apr 2026)
    • CF1 Director (AR) (since 7 Apr 2026)
    • CF30 Customer (since 7 Apr 2026)
    • Employed By (since 7 Apr 2026)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Client dealing (13 Dec 2019 to 31 Mar 2025)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Client dealing (13 Dec 2019 to 31 Mar 2025)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (28 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.