Date authorised
1 April 2013
Companies House
SC084807
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000
  • Complaints Contact

    Calton Square
    1 Greenside Row
    Edinburgh
    Midlothian
    EH1 3AN
    UNITED KINGDOM
    Phone
    +441312752000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Limited to advisory-only activities.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Ireland

    IRN JXI00038

    • [FCA CF] Client dealing (30 Sep 2021 to 31 Mar 2022)
  • Jennifer Koon Jee Leong

    IRN JKL01049

    • CF2 Non Executive Director (AR) (12 Aug 2024 to 31 Jul 2025)
    • [FCA CF] Manager of certification employee (24 Feb 2020 to 30 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jul 2025)
    • CF1 Director (AR) (24 Nov 2016 to 12 Aug 2024)
  • Jennifer Lamb

    IRN JXL00144

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jennifer Mackie Dodsworth

    IRN JXM00293

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jenny Marina Davis

    IRN JMD01253

    • [FCA CF] Material risk taker (since 20 Apr 2026)
    • [FCA CF] Significant management (since 16 Mar 2026)
    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (6 Sep 2021 to 1 Apr 2024)
    • SMF3 Executive Director (21 Apr 2020 to 26 Apr 2023)
    • [FCA CF] Material risk taker (21 Apr 2020 to 26 Apr 2023)
    • CF30 Customer (27 Aug 2012 to 8 Dec 2019)
  • Jessica Wilson

    IRN JXW02107

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2020)
    • CF30 Customer (9 Feb 2011 to 8 Dec 2019)
  • Jia Chen

    IRN JXC00264

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2021)
  • Jiaxi Liu

    IRN JXL16936

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (11 Jul 2019 to 8 Dec 2019)
  • Joanna Abudar

    IRN JXA00096

    • [FCA CF] Client dealing (since 19 Dec 2025)
    • [FCA CF] Client dealing (2 Sep 2020 to 31 Mar 2025)
  • Jocelyn Arthur Saunders

    IRN JAS01479

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2021)
    • CF1 Director (AR) (19 Jul 2019 to 30 Apr 2021)
    • CF28 Systems and controls (2 Dec 2011 to 8 Jul 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.