Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baillie Gifford Overseas Limited
FRN 121818
- [FCA CF] Material risk taker (since 20 Apr 2026)
- [FCA CF] Significant management (since 16 Mar 2026)
- [FCA CF] Manager of certification employee (since 9 Sep 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (6 Sep 2021 to 1 Apr 2024)
- SMF3 Executive Director (21 Apr 2020 to 26 Apr 2023)
- [FCA CF] Material risk taker (21 Apr 2020 to 26 Apr 2023)
- CF30 Customer (27 Aug 2012 to 8 Dec 2019)
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Baillie Gifford & Co
FRN 142597
- [FCA CF] Significant management (since 16 Mar 2026)
- [FCA CF] Manager of certification employee (since 9 Sep 2025)
- [FCA CF] Material risk taker (since 1 May 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (1 May 2022 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (6 Sep 2021 to 30 Apr 2022)
- CF30 Customer (27 Aug 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.