Baillie Gifford & Co

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael Gush

  IRN MCG01075

  • SMF18 Other Overall Responsibility (since 1 Dec 2025)
  • [FCA CF] Material risk taker (since 22 Apr 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (1 Apr 2025 to 1 Dec 2025)
  • [FCA CF] Manager of certification employee (1 Apr 2025 to 1 Dec 2025)
  • SMF27 Partner (22 Apr 2020 to 31 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (4 Sep 2006 to 31 Oct 2007)
• Michael James Crawford Wylie

  IRN MJW01604

  • SMF24 Chief Operations (since 17 Jan 2023)
  • [FCA CF] Material risk taker (since 1 May 2020)
  • SMF27 Partner (since 29 Apr 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2020)
• Michael Moore-Jones

  IRN MXM04449

  • [FCA CF] Client dealing (since 23 Sep 2024)
• Michael O'Dwyer

  IRN MXO00206

  • [FCA CF] Client dealing (since 27 Sep 2022)
• Michael Robert Brooks

  IRN MRB01099

  • CF30 Customer (23 Oct 2008 to 20 Mar 2015)
  • CF28 Systems and controls (1 Nov 2007 to 13 Apr 2008)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
• Michael Robert Clarke

  IRN MRC01130

  • CF21 Investment Adviser (29 Oct 2002 to 24 Aug 2005)
• Michael Robert McDermott

  IRN MXM01071

  • [FCA CF] Manager of certification employee (since 6 Mar 2024)
  • [FCA CF] Client dealing (since 7 Feb 2023)
• Michael Stephen Pye

  IRN MSP01119

  • [FCA CF] Manager of certification employee (1 Jan 2024 to 1 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (30 Aug 2016 to 8 Dec 2019)
• Michael Stirling-Aird

  IRN MPS01123

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Material risk taker (since 1 May 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (1 May 2022 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Jun 2007 to 31 Oct 2007)
• Michael William Miller Reid MacPhee

  IRN MWM01019

  • CF30 Customer (1 Nov 2007 to 30 Apr 2014)
  • CF4 Partner (1 Dec 2001 to 30 Apr 2014)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.