Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Baillie Gifford & Co Limited
FRN 119179
- SMF18 Other Overall Responsibility (since 1 Dec 2025)
- CF30 Customer (1 Nov 2007 to 16 Feb 2009)
- CF27 Investment Management (4 Sep 2006 to 31 Oct 2007)
-
Baillie Gifford Overseas Limited
FRN 121818
- SMF18 Other Overall Responsibility (since 1 Dec 2025)
- [FCA CF] Material risk taker (since 1 Mar 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (1 Mar 2021 to 1 Dec 2025)
- [FCA CF] Manager of certification employee (2 Oct 2020 to 6 Sep 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (4 Sep 2006 to 31 Oct 2007)
-
Baillie Gifford & Co
FRN 142597
- SMF18 Other Overall Responsibility (since 1 Dec 2025)
- [FCA CF] Material risk taker (since 22 Apr 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (1 Apr 2025 to 1 Dec 2025)
- [FCA CF] Significant management (1 Apr 2025 to 1 Dec 2025)
- SMF27 Partner (22 Apr 2020 to 31 Mar 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (4 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.