Michael Robert Brooks

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (25 Mar 2015 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • CF30 Customer (23 Oct 2008 to 16 Feb 2009)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF30 Customer (23 Oct 2008 to 20 Mar 2015)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF30 Customer (23 Oct 2008 to 20 Mar 2015)
    • CF28 Systems and controls (1 Nov 2007 to 13 Apr 2008)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.