Baillie Gifford & Co

• Principal Place of Business

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

  Web

  https://www.bailliegifford.com

• Complaints Contact

  Calton Square

  1 Greenside Row

  Edinburgh

  Midlothian

  EH1 3AN

  UNITED KINGDOM

  Phone

  +441312752000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to investment management activities for the specified customer types.
  • · Limited to advisory-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Limited to collective investment scheme administration activities and in carrying on such activities to the specified investment type "unit" and "rights to or interests in investment - security", when the latter is associated with this specified investment).
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Julie Skedd

  IRN JXS01360

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
• Julien Paul Reynolds

  IRN JPR01051

  • CF30 Customer (29 Sep 2009 to 26 Dec 2014)
• Kai Liu

  IRN KXL00057

  • [FCA CF] Client dealing (since 23 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
• Kajetan Czyz

  IRN KXC00072

  • [FCA CF] Client dealing (12 May 2020 to 31 Mar 2024)
• Kana Minami

  IRN KXM00628

  • [FCA CF] Client dealing (18 Sep 2023 to 29 Nov 2023)
• Karen Samantha Bell

  IRN KXB00092

  • [FCA CF] Client dealing (21 Sep 2020 to 26 Jun 2023)
• Karolina Anna Noculak

  IRN KXN01183

  • [FCA CF] Manager of certification employee (since 25 Aug 2025)
  • [FCA CF] Client dealing (since 25 Aug 2025)
• Kate Fox

  IRN KLS01046

  • SMF27 Partner (since 27 Feb 2026)
  • [FCA CF] Significant management (1 Apr 2025 to 27 Feb 2026)
  • SMF27 Partner (27 Apr 2020 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
• Katerina Elena Vickers

  IRN KXV00083

  • [FCA CF] Client dealing (since 18 Sep 2023)
• Katherine Anna Davidson

  IRN KXD01366

  • [FCA CF] Manager of certification employee (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 5 Oct 2022)

No changes recorded yet.