BACKHOUSE INDEPENDENT FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01140032
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oakmount House
    7-9 Carrside
    Nelson
    Lancashire
    BB9 6RX
    UNITED KINGDOM
    Phone
    +4401282677776
    Web
    https://www.backhouseifs.co.uk

  • Complaints Contact

    Oakmount House
    7-9 Carrside
    Nelson
    Lancashire
    BB9 6RX
    UNITED KINGDOM
    Phone
    +4401282677776

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcia O'Connor

    IRN MVO00001

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
  • Martin Joseph Edwards

    IRN MJE01072

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jul 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Jul 2022)
    • Responsible for Insurance Mediation (9 Aug 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (18 Jul 2017 to 8 Dec 2019)
    • CF1 Director (11 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (18 Aug 2009 to 8 Dec 2019)
  • Peter Timothy Mundy

    IRN PTM00011

    • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 19 Feb 2003)
  • Rose Mary Nolan

    IRN RXN00011

    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2003)
  • Shirley Russell Backhouse

    IRN SRB00008

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (17 Feb 2010 to 30 Jun 2017)
    • CF11 Money Laundering Reporting (24 Jul 2009 to 30 Jun 2017)
    • CF10 Compliance Oversight (21 Jun 2002 to 1 Sep 2008)
    • CF8 Apportionment and Oversight (21 Jun 2002 to 1 Nov 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Wayne Graham

    IRN WXG00011

    • CF30 Customer (18 Oct 2010 to 20 Jan 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.